Senior Compliance Officer, Capital Markets

Description de poste For one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID...

Description de posteFor one of our clients, an investment firm based in Paris, we are looking for a:COMPLIANCE OFFICER - CAPITAL MARKETJob descriptionProvide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements.Ensure regulatory compliance with MiFID II,...

An investment firm in Paris is seeking a Compliance Officer for Capital Markets to provide compliance oversight and support. The role involves ensuring regulatory compliance with MiFID II, and overseeing Anti-Money Laundering matters at a group level. Candidates should have a university degree in business administration, law, or finance, along with a minimum...

For one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR,...

For one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR,...

For one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR,...

Join to apply for the AVP-Markets Compliance Officer role at MUFG. Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. With a vision to be the world’s most...

Major Global Consulting company seeks a qualified specialist with knowledge and experience in technical regulatory principles as they relate to capital market transactions. This is a challenging advisory type position that would suit someone performing an audit or compliance type role in a consulting firm or institution. Total fluency in French and English...

Join us as a Regulated Market Compliance Officer! Are you ready to shape the future of capital markets? We’re seeking a results-driven Regulated Market Compliance Officer to join our Risk & Compliance team in Paris, ideally from February-March 2025. You will report to Group Regulated Markets Compliance Manager. You will be a part of the Regulated Market...

Capital Market Specialist Major Global Consulting company seeks a qualified specialist with knowledge and experience in technical accounting principles as they relate to capital market transactions. This is a challenging accounting advisory type position that might suit someone performing an audit type role in a consulting firm or institution. Excellent...