Capital Markets Compliance Officer
il y a 21 heures
An investment firm in Paris is seeking a Compliance Officer for Capital Markets to provide compliance oversight and support. The role involves ensuring regulatory compliance with MiFID II, and overseeing Anti-Money Laundering matters at a group level. Candidates should have a university degree in business administration, law, or finance, along with a minimum of 10 years of experience in a compliance role within an investment firm. Fluency in both French and English is essential.
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Compliance Officer/ Capital Market
il y a 6 jours
Paris, France Lotus Partners Temps pleinDescription de poste For one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID...
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Senior Compliance Officer, Capital Markets
il y a 21 heures
Paris, France Lotus Partners Temps pleinAn investment firm based in Paris is seeking a Compliance Officer for the Capital Market. The ideal candidate will provide oversight on client suitability, ensure regulatory compliance with MiFID II, and manage AML matters. A minimum of 10 years' experience in Compliance at an investment firm is required, along with fluency in French and English. This role...
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Compliance Officer/ Capital Market
il y a 5 jours
Paris, Île-de-France Lotus Partners Temps pleinDescription de posteFor one of our clients, an investment firm based in Paris, we are looking for a:COMPLIANCE OFFICER - CAPITAL MARKETJob descriptionProvide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements.Ensure regulatory compliance with MiFID II,...
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COMPLIANCE OFFICER
il y a 7 jours
Paris, France Lotus Partners Temps pleinFor one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR,...
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COMPLIANCE OFFICER
il y a 7 jours
Paris, France Lotus Partners Temps pleinFor one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR,...
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COMPLIANCE OFFICER
il y a 21 heures
Paris, France Lotus Partners Temps pleinFor one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR,...
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Regulated Market Compliance Officer
il y a 1 semaine
Paris, France Euronext Temps pleinJoin us as a Regulated Market Compliance Officer! Are you ready to shape the future of capital markets? We’re seeking a results-driven Regulated Market Compliance Officer to join our Risk & Compliance team in Paris, ideally from February-March 2025. You will report to Group Regulated Markets Compliance Manager. You will be a part of the Regulated Market...
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Market Compliance Officer
il y a 1 semaine
Paris, France Natixis Temps plein**Company Description**: Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide. Our teams of experts in 30...
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AVP-Markets Compliance Officer
il y a 2 semaines
Paris, France MUFG Temps pleinJoin to apply for the AVP-Markets Compliance Officer role at MUFG. Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. With a vision to be the world’s most...
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AVP-Markets Compliance Officer
il y a 23 heures
Paris, France MUFG Bank, Ltd Temps pleinAVP-Markets Compliance Officer page is loaded## AVP-Markets Compliance Officerlocations: Paristime type: Full timeposted on: Posted Todayjob requisition id: 10073367-WDDiscover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a...