Senior Compliance Officer Advisory

il y a 1 jour


Paris, France Natixis Temps plein

**Company Description**:
Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.

Our teams of experts in close to 30 countries advise clients on their strategic development, helping them to grow and transform their businesses, and maximize their positive impact. Natixis CIB is committed to aligning its financing portfolio with a carbon neutrality path by 2050 while helping its clients reduce the environmental impact of their business.

As part of the Global Financial Services division of Groupe BPCE, the second largest banking group in France through the Banque Populaire and Caisse d’Epargne retail networks, Natixis CIB benefits from the Group’s financial strength and solid financial ratings (Standard & Poor's: A+, Moody's: A1, Fitch Ratings: A+,R&I: A+).

You join the Compliance Banking Equity team as a Senior Compliance Officer Advisory - IB / SECM. This team ensures compliance coverage of the Advisory & Coverage, Mergers & Acquisitions, Strategic Equity Capital Markets and Special Affairs / Restructuring activities.

Your daily duties include:

- Analyze and monitor sensitive operations and review transaction documentation (NDA, mandates, etc.);
- Assist and advise the business lines on a daily basis in implementing regulatory provisions and internal procedures;
- In close collaboration with the Global Control Room and Front Office:

- Ensure completeness and relevance of recording sensitive transactions in the COI and insider list maintenance system;
- Identify and manage potential or actual situations of transactional conflicts of interest;
- Contribute to the drafting of opinions for various committees (investment committees, internal approval committees) and also contribute to the drafting of notices in connection with the launch of new products or activities;
- Develop, conduct and participate in compliance training for business line employees (regulatory training, new arrivals, professional card);
- Participate in the review and drafting of policies and procedures applicable to the business lines concerned.

As a senior compliance officer, you also support the business lines in setting up the first level effective control system. You also contribute to maintaining the mapping of non-compliance risks, reviewing second-level control results and defining action plans.

You work in an international environment, within a community of experts that places excellence, impact and collective action at the heart of its missions.

**#TransformativeFinance**

This position is based in Paris with the ability to work remotely.

As a top employer, we put our people first. Internal mobility, career development and training programs allow you to grow and thrive throughout your career.

You are operating in a hybrid, inclusive and collaborative work environment.

You also have the opportunity to be involved in society and causes that are important to you through our corporate foundation.

**About the recruitment process**

You will be contacted by one of our recruiters before meeting with our business experts (manager, team member or business line).

**Required Skills/Qualifications/Experience**:
About you: If you recognize yourself in the following description, you are made to work with us

As a senior in law, compliance or finance, you have significant experience as a Compliance Officer Advisory.

You are familiar with:

- The activities of an investment bank;
- Capital markets financial transactions, including Equity Capital Markets and derivatives;
- French and European financial regulations applicable to these activities, as well as the banking and financial sector (MIFID II, MAR);
- The usual office tools.

You have an excellent relational skills, a very good listening ability, you are:

- Able to confidentially process sensitive information;
- Rigorous, methodical and adaptable;
- Independent and team player.

You master English with a C1 level.



  • Paris, France Natixis Corporate & Investment Banking Temps plein

    Senior Compliance Officer Advisory (F/H) Poste basé à Paris avec la possibilité de télétravailler. En tant que Senior Compliance Officer Advisory, vous rejoignez l’équipe Compliance Banking Debt Financing (DCM/Financements structurés/Financements d’acquisition) et assurez la conformité des activités de financements infrastructure et énergie,...


  • Paris, France Natixis Temps plein

    **Company Description**: Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide. Our teams of experts in 30...


  • Paris, Île-de-France Natixis Corporate & Investment Banking Temps plein

    de l'entrepriseInstitution financière internationale de premier plan, Natixis Corporate & Investment Banking met à disposition des entreprises, institutions financières, fonds d'investissement, agences souveraines et supranationales une palette de services en conseil, investment banking, financements, banque commerciale et sur les marchés de capitaux.Ses...


  • Paris, France Natixis CIB France Temps plein

    Description de l’entreprise Institution financière internationale de premier plan, Natixis Corporate & Investment Banking met à disposition des entreprises, institutions financières, fonds d’investissement, agences souveraines et supranationales une palette de services en conseil, investment banking, financements, banque commerciale et sur les...


  • Paris, France Natixis Temps plein

    Job Description You join the Compliance Banking Debt Financing (DCM / Structured Financings / Acquisition Financings) team as a senior compliance officer advisory. This team ensures the compliance coverage of infrastructure and energy financing, real estate and aviation, acquisition financing, debt capital markets and capital structure and rating advisory...


  • Paris, France Natixis Temps plein

    **Description de l’entreprise**: Institution financière internationale de premier plan, Natixis Corporate & Investment Banking met à disposition des entreprises, institutions financières, sponsors financiers, souverains et supranationaux une palette de services en conseil, investment banking, financements, banque commerciale et sur les marchés de...


  • Paris, France Natixis SA Temps plein

    **Description de l’entreprise**: Institution financière internationale de premier plan, Natixis Corporate & Investment Banking met à disposition des entreprises, institutions financières, sponsors financiers, souverains et supranationaux une palette de services en conseil, investment banking, financements, banque commerciale et sur les marchés de...


  • Paris, France Eton Clarke Temps plein

    A leading global investment bank is looking for a Compliance Advisory professional in Paris. You will provide compliance advisory support to Investment Banking teams, ensuring adherence to regulatory standards in M&A, ECM, and DCM transactions. The role requires a strong grasp of European securities regulations, specifically MAR and MiFID II. Ideal...

  • Compliance Advisory

    il y a 6 jours


    Paris, France Jacobson Garner Temps plein

    Founder, Jacobson Garner | Financial Services Headhunter | Corporate Governance - jonathan.longridge@jacobsongarner.com Direct message the job poster from Jacobson Garner Compliance Advisory – Markets (Equities) We are currently seeking an experienced and motivated Compliance Advisory professional to join a leading Paris-based Investment Bank within its...

  • Compliance Advisory

    il y a 1 semaine


    Paris, Île-de-France Jacobson Garner Temps plein

    Compliance Advisory – Markets (Equities)We are currently seeking an experienced and motivated Compliance Advisory professional to join a leading Paris-based Investment Bank within its Markets Compliance team. This role offers a unique opportunity to work at the centre of the trading floor, providing regulatory and conduct support to the bank's Equities...