Compliance Officer

About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It's how we've contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services - and our open-access model - we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in over 60 countries across EMEA, North America, Latin America and Asia Pacific. We employ 25,000 people globally, more than half located in Asia Pacific. Our people: People are at the heart of what we do and drive the success of our business. Our values of Integrity, Partnership, Excellence and Change shape how we think, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with unique backgrounds and perspectives. We break down barriers and encourage teamwork, enabling innovation and rapid development of solutions that make a difference. Our workplace generates an enriching and rewarding experience for our people and customers alike. Our vision is to build an inclusive culture in which everyone feels encouraged to fulfil their potential. We know that real personal growth cannot be achieved by simply climbing a career ladder - which is why we encourage and enable a wealth of avenues and interesting opportunities for everyone to broaden and deepen their skills and expertise. As a global organisation spanning over 60 countries and one rooted in a culture of growth, opportunity, diversity and innovation, LSEG is a place where everyone can grow, develop and fulfil your potential with meaningful careers. Responsibilities Advise and assist the persons responsible for carrying out RepoClear activities to align with the CCP's obligations under the applicable regulations. Contribute to new and existing RepoClear initiatives where applications to, and/or confidence of, regulators are required, seeing the process through from first ideas to implementation. Drive the submission file for regulatory authorisations and manage the regulatory processes until the authorisation is obtained. Ensure the interface between RepoClear management and SA's regulators involved. Provide reasonable assurance that LCH SA complies with its rules and regulations related to RepoClear business, in relation with the Compliance Officer in charge of the follow up of Regulatory inspections and remediation plans: Ensure the tracking of RepoClear regulatory issues/actions until formal closure from the regulators where required, Report on non compliance issues and notify RepoClear incidents to regulators, Manage inspections when related to RepoClear. Analyse new regulations impacting RepoClear, liaise with public affairs to influence regulatory change, clarify and ensure that the new regulation are adequately embedded. Represent compliance in the various committees where RepoClear matters are discussed, liaise with other departments in charge of these subjects, ensure awareness. Drive the filing for new licences as and when required for RepoClear. Help the CDS Clear advisor for filings as and when needed. More generally participate to compliance transversal tasks as and when needed and most notably: Manage the overall regulatory issues follow-up process, Organise the monthly meetings, Contribute to the Management Indicators. Qualifications Knowledge of Central Counterparty clearing. Knowledge of European and US regulations related to Banks and to clearing. Strong leadership, interpersonal skills, excellent verbal and written communication skills (French and English). Capability to manage projects, to organise a filing and track issues. Ability to work effectively with colleagues and regulators effectively at all levels. Ability to manage multiple initiatives simultaneously in a dynamic environment. Sound judgment and strategic thinking skills. Career Stage: Senior Associate London Stock Exchange Group (LSEG) Information: Join us and be part of a team that values innovation, quality, and continuous improvement. If you're ready to take your career to the next level and make a significant impact, we'd love to hear from you. LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions. Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone's race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. You will be part of a collaborative and creative culture where we encourage new ideas. We are committed to sustainability across our global business and we are proud to partner with our customers to help them meet their sustainability objectives. Our charity, the LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence. Colleagues can get involved through fundraising and volunteering. LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives. Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it's used for, and how it's obtained, your rights and how to contact us as a data subject . If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.