Surveillance Compliance Officer
il y a 4 semaines
Marex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.
Job Title: Surveillance Compliance OfficerWe are seeking a highly skilled Surveillance Compliance Officer to join our team in Paris or London. The successful candidate will be responsible for ensuring the effective and efficient operation of our surveillance systems, solutions, and processes.
Key Responsibilities:- Timely and accurate investigation and disposition of market abuse and communication surveillance alerts and reports
- Identification and escalating potential suspicious orders, trades, and communications or any other suspicious activity to the relevant internal stakeholders/Senior Management in accordance with Firm policies and procedures
- Proactive contribution to the continuous enhancements and improvement of the effectiveness and efficiency of the Surveillance system, solutions, and processes
- Participating and/or assisting to request for information from Regulators, Exchange, and external counterparties in exchange/regulatory enquires from a surveillance perspective
- Proactively sharing industry/Market Abuse knowledge with the wider Surveillance team
- Participating in other surveillance projects and work as required by the Head of Surveillance/and/or the Head of Compliance France
- Minimum of 3 years* working in a financial market-related Surveillance role with a good understanding of Market Abuse rules, regulations, obligations, and expectations
- Demonstrable experience working with Trade Surveillance systems and Alerts
- Fluency in French and English is a prerequisite for the role
- Excellent data analysis and interpretation skills
- Capacity to analyze issues, behaviors, and patterns and to synthesize and communicate findings and outcomes in an effective manner
- Knowledge of Global Relay, SMARTS Broker, BTCA, or equivalent surveillance tools
- Educated to master level (business school/university) in a related subject
- Excels at building relationships, networking, and influencing others
Marex Spectron is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. We have a major franchise in many major metals, energy, and agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022. Headquartered in London with 36 offices worldwide, the Group has over 1,800 employees across Europe, Asia, and America.
The depth of knowledge amongst our teams and divisions provides our customers with a clear advantage, and our technology-led service provides access to all major exchanges, order-flow management via screen, voice, and DMA, plus award-winning data, insights, and analytics.
For more information, please visit our website.
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